Regulatory Change

With a constantly evolving regulatory landscape, the global financial services industry is subject to increasing scrutiny and oversight from governments, central banks and regulators. Vantage Point understands the challenges that our clients are facing in having to manage regulatory change. With our industry experience, operational capabilities and strategic partnerships we are here to support our clients on a range of engagements and initiatives.

Regulatory Change Management

Regulatory changes pose significant challenges in a particularly turbulent and busy regulatory landscape. With this in mind, Vantage Point understands that a multitude of knowledge bases and skill sets are required to deliver high quality outcomes within strict time and budget constraints. Alongside our partners we are able to provide the diversity of minds needed to comprehensively manage complex change. Our agility allows us to deploy teams rapidly and gives you the ability to flex team size when required, always ensuring the most suitable, cost-controlled approach.

> Regulatory Campaigns (Brexit, MiFID II, FATCA, QFC, DFA)
> Regulatory Client Outreach
> Regulatory Remediation

Client Outreach and
Documentation

Together with our legal resourcing partners we can combine operationally driven processes with legally sensitive oversight, ensuring stakeholder and regulatory expectations are at the forefront of our delivery model. The division of responsibility assigned between us and our partners can be tailored in line with your risk appetite. An example of the typical process areas we are involved in are listed below.

> Document Centralisation
> Document Digitalisation
> Data Analysis/Scoping
> Document Generation
> Contract Negotiation
> Client Outreach

Know Your Client (KYC) Remediation

Increased regulatory pressures continue to have a broader impact on KYC, AML and Client Onboarding processes and procedures. Vantage Point has the capabilities and expertise to support clients through a wide range of activities to meet these growing requirements, both as part of an ongoing BAU Onboarding of new clients, as well as remediation requirements of existing client portfolios. Through our flexible and agile approach, Vantage Point can align your remediation requirements to ensure the most suitable, efficient, and cost-effective solutions are delivered. Our engagement leads work in collaboration with clients to ensure each project is specifically tailored, consistently monitored and outcome focused for success.

> Customer Due Diligence
> Backlog Remediation
> Legal Entity Reviews
> Client Classification
> Data Remediation
> Client Screening
> KYC Refresh

RegTech Solutions Delivery

RegTech solutions have begun to disrupt the regulatory landscape by providing technologically advanced solutions to the ever-increasing demands placed on the Financial Services industry. At Vantage Point we are able to combine our industry insights and network to connect RegTech providers with the end user to facilitate the provision of regulatory, systems and compliance transformation initiatives. Our solution based consulting services can be tailored to support your needs at all stages.

> Regulation Specific Solutions
> Data Management Solutions
> KYC and AML Solutions
> Reporting Solutions
> Repapering